CS/SB 814 (2013) -  Branch Offices Conducting Securities Transactions

General Bill by Banking and Insurance and Brandes
Branch Offices Conducting Securities Transactions: Providing for a branch office notice filing with the Office of Financial Regulation in lieu of registration; prohibiting a securities dealer or investment advisor from conducting business from a branch office unless a specified notice has been filed with the office; providing for expiration, renewal, suspension, revocation, and termination of branch office notice filings under specified circumstances, etc.
Effective Date: 10/01/2013
Last Event: 05/02/13 S Laid on Table, companion bill(s) passed, see CS/HB 783 (Ch. 2013-202) -SJ 1019 on Thursday, May 2, 2013 2:29 PM

Referred Committees and Committee Actions

Senate Referrals

  • Banking and Insurance
    • On agenda for: 04/09/13 1:30 PM
    • Favorable With Committee Substitute (final action) Votes: Yeas 10   Nays 0
  • Commerce and Tourism
    • On agenda for: 04/15/13 3:30 PM
    • Favorable (final action) Votes: Yeas 11   Nays 0

Related Bills

Bill # Subject Relationship
Bill #: CS/HB 783 Subject: Branch Offices Conducting Securities Transactions Relationship: Similar

Bill Text

Staff Analysis

Chamber Committee
Chamber: Senate Committee: Commerce and Tourism 4/15/2013 4:42:47 PM
Chamber: Senate Committee: Commerce and Tourism 4/12/2013 3:53:58 PM
Chamber: Senate Committee: Banking and Insurance 4/11/2013 8:18:01 AM
Chamber: Senate Committee: Banking and Insurance 4/8/2013 11:12:50 AM

Vote History

(No Votes Recorded)

Bill History

Event Time Member Committee Ver.
Event: S Laid on Table, companion bill(s) passed, see CS/HB 783 (Ch. 2013-202) -SJ 1019 Time: 05/02/2013 - 2:29 PM Member: Committee: Version: c1
Event: S Substituted CS/HB 783 -SJ 1018 Time: 05/02/2013 - 2:29 PM Member: Committee: Version: c1
Event: S Read 2nd time -SJ 10108 Time: 05/02/2013 - 2:28 PM Member: Committee: Version: c1
Event: S Placed on Special Order Calendar, 05/02/13 Time: 04/30/2013 - 4:56 PM Member: Committee: Version: c1
Event: S Placed on Calendar, on 2nd reading Time: 04/30/2013 - 4:45 PM Member: Committee: Version: c1
Event: S Withdrawn from Judiciary -SJ 881 Time: 04/30/2013 - 4:45 PM Member: Committee: Version: c1
Event: S Now in Judiciary -SJ 476 Time: 04/15/2013 - 4:55 PM Member: Committee: Version: c1
Event: S Favorable by Commerce and Tourism; YEAS 11 NAYS 0 -SJ 476 Time: 04/15/2013 - 4:19 PM Member: Committee: Version: c1
Event: S On Committee agenda-- Commerce and Tourism, 04/15/13, 3:30 pm, 110 Senate Office Building Time: 04/12/2013 - 7:13 AM Member: Committee: Version: c1
Event: S CS by Banking and Insurance read 1st time -SJ 424 Time: 04/11/2013 - 7:30 PM Member: Committee: Version: c1
Event: S Now in Commerce and Tourism -SJ 422 Time: 04/11/2013 - 12:31 PM Member: Committee: Version: c1
Event: S Pending reference review under Rule 4.7(2) - (Committee Substitute) Time: 04/11/2013 - 8:22 AM Member: Committee: Version: c1
Event: S CS by Banking and Insurance; YEAS 10 NAYS 0 -SJ 422 Time: 04/09/2013 - 3:58 PM Member: Committee: Version: __
Event: S On Committee agenda-- Banking and Insurance, 04/09/13, 1:30 pm, 110 Senate Office Building Time: 04/04/2013 - 4:05 PM Member: Committee: Version: __
Event: S Introduced -SJ 59 Time: 03/05/2013 - 8:18 AM Member: Committee: Version: __
Event: S Referred to Banking and Insurance; Commerce and Tourism; Judiciary -SJ 59 Time: 02/19/2013 - 2:46 PM Member: Committee: Version: __
Event: S Filed Time: 02/12/2013 - 2:20 PM Member: Committee: Version: __

Statutes Referenced by this Bill

Statute Other Bill Citations
517.12 HB 293, CS/HB 585, CS/SB 644, CS/CS/HB 665, CS/HB 783, CS/SB 1434
517.1202 CS/HB 783
517.1205 CS/HB 783
517.121 CS/HB 783
517.161 CS/HB 783
517.1611 CS/HB 783
517.211 CS/HB 783