SB 1290 (2012) -  Criminal Penalties for Violations of Securities Laws

General Bill by Negron
Criminal Penalties for Violations of Securities Laws: Increasing the offense severity ranking for failing to register securities with the Office of Financial Regulation; specifying the offense severity ranking for the failure of a dealer, associated person, or issuer of securities to register with the Office of Financial Regulation, etc.
Effective Date: 07/01/2012
Last Event: 03/09/12 S Laid on Table, companion bill(s) passed, see HB 777 (Ch. 2012-68) -SJ 1156 on Friday, March 9, 2012 10:45 AM

Referred Committees and Committee Actions

Senate Referrals

  • Criminal Justice
    • On agenda for: 02/09/12 1:15 PM
    • Favorable (final action) Votes: Yeas 5   Nays 0
  • Banking and Insurance
    • On agenda for: 02/16/12 8:00 AM
    • Favorable (final action) Votes: Yeas 10   Nays 0

Related Bills

Bill # Subject Relationship
Bill #: HB 777 Subject: Criminal Penalties for Violations of Securities Laws Relationship: Identical

Bill Text

Staff Analysis

Chamber Committee
Chamber: Senate Committee: Banking and Insurance 2/16/2012 10:15:58 AM
Chamber: Senate Committee: Banking and Insurance 2/15/2012 7:28:50 AM
Chamber: Senate Committee: Criminal Justice 2/13/2012 12:23:59 PM
Chamber: Senate Committee: Criminal Justice 2/7/2012 12:20:14 PM

Vote History

(No Votes Recorded)

Bill History

Event Time Member Committee Ver.
Event: S Laid on Table, companion bill(s) passed, see HB 777 (Ch. 2012-68) -SJ 1156 Time: 03/09/2012 - 10:45 AM Member: Committee: Version: __
Event: S Substituted HB 777 -SJ 1156 Time: 03/09/2012 - 10:45 AM Member: Committee: Version: __
Event: S Read 2nd time -SJ 1155 Time: 03/09/2012 - 10:45 AM Member: Committee: Version: __
Event: S Placed on Special Order Calendar, 03/09/12 -SJ 975 Time: 03/08/2012 - 2:13 PM Member: Committee: Version: __
Event: S Placed on Calendar, on 2nd reading -SJ 975 Time: 03/08/2012 - 2:11 PM Member: Committee: Version: __
Event: S Withdrawn from Budget Subcommittee on Criminal and Civil Justice Appropriations; Budget -SJ 975 Time: 03/08/2012 - 2:10 PM Member: Committee: Version: __
Event: S Now in Budget Subcommittee on Criminal and Civil Justice Appropriations Time: 02/20/2012 - 6:04 PM Member: Committee: Version: __
Event: S Subreferred to Budget Subcommittee on Criminal and Civil Justice Appropriations -SJ 534 Time: 02/20/2012 - 6:00 PM Member: Committee: Version: __
Event: S Now in Budget -SJ 523 Time: 02/16/2012 - 10:28 AM Member: Committee: Version: __
Event: S Favorable by Banking and Insurance; YEAS 10 NAYS 0 -SJ 523 Time: 02/16/2012 - 10:03 AM Member: Committee: Version: __
Event: S On Committee agenda-- Banking and Insurance, 02/16/12, 8:00 am, 412 Knott Building Time: 02/14/2012 - 6:28 PM Member: Committee: Version: __
Event: S Now in Banking and Insurance -SJ 484 Time: 02/09/2012 - 4:52 PM Member: Committee: Version: __
Event: S Favorable by Criminal Justice; YEAS 5 NAYS 0 Time: 02/09/2012 - 4:20 PM Member: Committee: Version: __
Event: S On Committee agenda-- Criminal Justice, 02/09/12, 1:15 pm, 37 Senate Office Building Time: 02/09/2012 - 4:11 PM Member: Committee: Version: __
Event: S Introduced -SJ 141 Time: 01/13/2012 - 5:44 PM Member: Committee: Version: __
Event: S Referred to Criminal Justice; Banking and Insurance; Budget -SJ 141 Time: 01/11/2012 - 10:54 AM Member: Committee: Version: __
Event: S Filed Time: 12/15/2011 - 10:45 AM Member: Committee: Version: __

Statutes Referenced by this Bill

Statute Other Bill Citations
921.0022 HB 127, CS/HB 137, HB 179, SB 184, SB 194, HB 215, SB 234, SB 262, SB 286, SB 356, SB 436, CS/HB 437*, CS/CS/CS/HB 455, HB 561, CS/CS/HB 667*, HB 687, CS/CS/SB 732, HB 777*, CS/CS/SB 804, CS/SB 872, CS/CS/SB 950*, CS/CS/SB 964, HB 1047, CS/CS/HB 1081, CS/CS/HB 1099*, CS/CS/SB 1172, CS/CS/HB 1173, CS/CS/HB 1175*, SB 1216, SB 1246, CS/HB 1285, SB 1364, HB 1385, CS/CS/SB 1416, CS/CS/SB 1502, SB 1618, CS/SB 1800, SB 1812, CS/CS/SB 1816*, CS/SB 1846, CS/SB 1880, CS/HB 7025*, CS/HB 7027*, CS/HB 7047, HB 7049*

(*) Not the latest version