CS/CS/CS/HB 681 (2018) -  Protection for Vulnerable Investors

General Bill by Commerce Committee and Health & Human Services Committee and Insurance & Banking Subcommittee and Donalds (CO-SPONSORS) Brown; White
Protection for Vulnerable Investors: Requires securities dealers, investment advisers, & associated persons to report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to DCF's central abuse hotline; authorizes such dealers, advisers & persons to delay transaction or disbursement of funds or securities based on reasonable belief of past, present, or attempted financial exploitation involving specified adults; provides basis for reasonable belief; requires specified notices & reports; provides for expiration of delay; authorizes shortening, extension or termination of delay; requires certain dealers, advisers, & persons to make certain records available to OFR; provides specified immunity for such dealers, advisers, & persons; requires specified minimum training & recordkeeping of training compliance.
Effective Date: July 1, 2018
Last Event: 03/10/18 S Died in Banking and Insurance on Saturday, March 10, 2018 12:00 AM
Date Available for Final Passage: Friday, March 02, 2018 12:12 PM

Referred Committees and Committee Actions

House Referrals

Senate Referrals

  • Banking and Insurance
  • Commerce and Tourism
  • Rules

Related Bills

Bill # Subject Relationship
Bill #: CS/SB 662 Subject: Protection for Vulnerable Investors Relationship: Similar

Bill Text

Staff Analysis

Chamber Committee
Chamber: House Committee: Commerce Committee 2/22/2018 7:46:39 PM
Chamber: House Committee: Commerce Committee 2/20/2018 4:34:41 PM
Chamber: House Committee: Health & Human Services Committee 2/16/2018 9:32:51 AM
Chamber: House Committee: Health & Human Services Committee 2/13/2018 4:45:54 PM
Chamber: House Committee: Insurance & Banking Subcommittee 2/1/2018 5:52:11 PM
Chamber: House Committee: Insurance & Banking Subcommittee 1/28/2018 3:50:52 PM

Vote History

Chamber Date Yeas Nays Action Action 2 Vote Detail Barcode
Chamber: House Date: 03/01/2018 01:05 PM   Yeas: 113 Nays: 2 Action: Action 2: Passage Vote Detail: Vote [Seq# 693] Barcode:

Bill History

Event Time Member Committee Ver.
Event: S Died in Banking and Insurance Time: 03/10/2018 - 12:00 AM Member: Committee: Banking and Insurance Version: e1
Event: S Indefinitely postponed and withdrawn from consideration Time: 03/10/2018 - 12:00 AM Member: Committee: Version: e1
Event: S Received -SJ 441 Time: 03/01/2018 - 6:22 PM Member: Committee: Version: e1
Event: S Referred to Banking and Insurance; Commerce and Tourism; Rules -SJ 441 Time: 03/01/2018 - 3:00 PM Member: Committee: Banking and Insurance Version: e1
Event: S In Messages Time: 03/01/2018 - 2:16 PM Member: Committee: Version: e1
Event: H Message sent to senate Time: 03/01/2018 - 2:10 PM Member: Committee: Version: e1
Event: H CS passed as amended; YEAS 113, NAYS 2 Time: 03/01/2018 - 1:06 PM Member: Committee: Version: e1
Event: H Read 3rd time Time: 03/01/2018 - 1:05 PM Member: Committee: Version: e1
Event: H Added to Third Reading Calendar Time: 02/28/2018 - 2:44 PM Member: Committee: Version: e1
Event: H Placed on 3rd reading Time: 02/28/2018 - 12:13 PM Member: Committee: Version: c3
Event: H Amendment 412157 adopted Time: 02/28/2018 - 12:12 PM Member: Committee: Version: c3
Event: H Read 2nd time Time: 02/28/2018 - 12:10 PM Member: Committee: Version: c3
Event: H Amendment 412157 filed Time: 02/23/2018 - 3:57 PM Member: Committee: Version: c3
Event: H 1st Reading Time: 02/22/2018 - 9:36 PM Member: Committee: Version: c3
Event: H Bill added to Special Order Calendar (2/28/2018) Time: 02/22/2018 - 8:45 PM Member: Committee: Version: c3
Event: H Bill referred to House Calendar Time: 02/22/2018 - 7:59 PM Member: Committee: Version: c3
Event: H CS Filed Time: 02/22/2018 - 7:59 PM Member: Committee: Version: c3
Event: H Laid on Table under Rule 7.18(a) Time: 02/22/2018 - 7:59 PM Member: Committee: Version: c2
Event: H Reported out of Commerce Committee Time: 02/22/2018 - 7:45 PM Member: Committee: Commerce Committee Version: c2
Event: H Favorable with CS by Commerce Committee Time: 02/22/2018 - 4:14 PM Member: Committee: Commerce Committee Version: c2
Event: H Added to Commerce Committee agenda Time: 02/20/2018 - 4:24 PM Member: Committee: Commerce Committee Version: c2
Event: H Now in Commerce Committee Time: 02/19/2018 - 3:01 PM Member: Committee: Commerce Committee Version: c2
Event: H Referred to Commerce Committee Time: 02/19/2018 - 3:01 PM Member: Committee: Commerce Committee Version: c2
Event: H 1st Reading Time: 02/16/2018 - 4:42 PM Member: Committee: Version: c2
Event: H CS Filed Time: 02/16/2018 - 9:25 AM Member: Committee: Version: c2
Event: H Laid on Table under Rule 7.18(a) Time: 02/16/2018 - 9:25 AM Member: Committee: Version: c1
Event: H Reported out of Health & Human Services Committee Time: 02/16/2018 - 9:22 AM Member: Committee: Health & Human Services Committee Version: c1
Event: H Favorable with CS by Health & Human Services Committee Time: 02/15/2018 - 3:01 PM Member: Committee: Health & Human Services Committee Version: c1
Event: H Added to Health & Human Services Committee agenda Time: 02/13/2018 - 4:16 PM Member: Committee: Health & Human Services Committee Version: c1
Event: H Now in Health & Human Services Committee Time: 02/05/2018 - 3:08 PM Member: Committee: Health & Human Services Committee Version: c1
Event: H Referred to Commerce Committee Time: 02/05/2018 - 3:08 PM Member: Committee: Commerce Committee Version: c1
Event: H Referred to Health & Human Services Committee Time: 02/05/2018 - 3:08 PM Member: Committee: Health & Human Services Committee Version: c1
Event: H 1st Reading Time: 02/02/2018 - 4:18 PM Member: Committee: Version: c1
Event: H CS Filed Time: 02/02/2018 - 8:25 AM Member: Committee: Version: c1
Event: H Laid on Table under Rule 7.18(a) Time: 02/02/2018 - 8:25 AM Member: Committee: Version: __
Event: H Reported out of Insurance & Banking Subcommittee Time: 02/01/2018 - 5:51 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H Favorable with CS by Insurance & Banking Subcommittee Time: 01/30/2018 - 6:24 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H Added to Insurance & Banking Subcommittee agenda Time: 01/26/2018 - 4:11 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H 1st Reading Time: 01/09/2018 - 11:59 PM Member: Committee: Version: __
Event: H Now in Insurance & Banking Subcommittee Time: 11/27/2017 - 2:00 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H Referred to Commerce Committee Time: 11/27/2017 - 2:00 PM Member: Committee: Commerce Committee Version: __
Event: H Referred to Children, Families & Seniors Subcommittee Time: 11/27/2017 - 2:00 PM Member: Committee: Children, Families & Seniors Subcommittee Version: __
Event: H Referred to Insurance & Banking Subcommittee Time: 11/27/2017 - 2:00 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H Filed Time: 11/14/2017 - 3:15 PM Member: Donalds Committee: Version: __

Statutes Referenced by this Bill

Statute Other Bill Citations
415.1034 CS/SB 662
517.34 CS/SB 662