General Bill
Offers and Sales of Securities:
Excluding certain securities offers and sales by specified persons from the exemption from specified registration requirements; revising requirements for securities offers and sales that are exempt transactions under specified laws; revising the information and documents that the Office of Financial Regulation may require for securities registration; revising circumstances under which the office may revoke or suspend securities registrations; deleting issuers of securities from the list of persons that may not offer for sale or sell securities without being registered; requiring finders to maintain certain books and records, etc.
Effective Date:
07/01/2022
Last Event:
03/14/22 S Died in Banking and Insurance on Monday, March 14, 2022 1:02 PM
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Banking and Insurance
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Appropriations Subcommittee on Agriculture, Environment, and General Government
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Appropriations
| Bill #
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Subject
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Relationship
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Bill #:
HB 779
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Subject:
Offers and Sales of Securities
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Relationship:
Identical
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| Event |
Time |
Member |
Committee |
Ver. |
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Event:
S Died in Banking and Insurance
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Time:
03/14/2022 - 1:02 PM
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Member:
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Committee:
Banking and Insurance
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Version:
__
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Event:
S Indefinitely postponed and withdrawn from consideration
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Time:
03/12/2022 - 12:00 AM
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Member:
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Committee:
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Version:
__
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Event:
S Introduced -SJ 162
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Time:
01/18/2022 - 4:22 PM
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Member:
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Committee:
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Version:
__
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Event:
S Referred to Banking and Insurance; Appropriations Subcommittee on Agriculture, Environment, and General Government; Appropriations -SJ 163
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Time:
01/12/2022 - 11:48 AM
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Member:
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Committee:
Banking and Insurance
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Version:
__
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Event:
S Filed
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Time:
01/10/2022 - 8:38 AM
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Member:
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Committee:
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Version:
__
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