CS/CS/SB 532 -  Securities

General Bill by Fiscal Policy and Banking and Insurance and Brodeur
Securities: Revising the list of securities that are exempt from registration requirements under certain provisions; revising provisions relating to a certain registration exemption for certain securities transactions; updating the federal laws or regulations with which the offer or sale of securities must be in compliance; requiring that offers and sales of securities be in accordance with certain federal laws and rules; providing that registration exemptions under certain provisions are not available to issuers for certain transactions under specified circumstances; specifying criteria for determining integration of offerings for the purpose of registration or qualifying for a registration exemption; specifying the purpose of the Securities Guaranty Fund, etc.
Effective Date: 10/01/2024
Last Event: 04/25/24 Signed by Officers and presented to Governor on Thursday, April 25, 2024 2:41 PM

Referred Committees and Committee Actions

Senate Referrals

  • Banking and Insurance
    • On agenda for: 01/16/24 11:00 AM
    • Favorable With Committee Substitute (final action) Votes: Yeas 10   Nays 0
  • Appropriations Committee on Agriculture, Environment, and General Government
    • On agenda for: 02/08/24 2:00 PM
    • Favorable (final action) Votes: Yeas 9   Nays 0
  • Fiscal Policy
    • On agenda for: 02/15/24 12:00 PM
    • Favorable With Committee Substitute (final action) Votes: Yeas 17   Nays 0

Related Bills

Bill # Subject Relationship
Bill #: CS/CS/HB 311 Subject: Securities Relationship: Similar

Bill Text

Staff Analysis

Chamber Committee
Chamber: Senate Committee: Fiscal Policy 2/16/2024 1:56:29 PM
Chamber: Senate Committee: Fiscal Policy 2/13/2024 1:43:54 PM
Chamber: Senate Committee: Appropriations Committee on Agriculture, Environment, and General Government 2/8/2024 5:19:32 PM
Chamber: Senate Committee: Appropriations Committee on Agriculture, Environment, and General Government 2/7/2024 2:04:21 PM
Chamber: Senate Committee: Banking and Insurance 1/18/2024 10:33:53 AM
Chamber: Senate Committee: Banking and Insurance 1/12/2024 10:58:31 AM

Vote History

Chamber Date Yeas Nays Action Action 2 Vote Detail Barcode
Chamber: Senate Date: 02/28/2024 11:18 AM   Yeas: 39 Nays: 1 Action: Action 2: Vote Detail: Vote [Seq# 16] Barcode:
Chamber: House Date: 03/05/2024 12:24 PM   Yeas: 113 Nays: 0 Action: Action 2: Passage Vote Detail: Vote [Seq# 856] Barcode:

Bill History

Event Time Member Committee Ver.
Event: Signed by Officers and presented to Governor Time: 04/25/2024 - 2:41 PM Member: Committee: Version: er
Event: S Ordered enrolled Time: 03/05/2024 - 12:55 PM Member: Committee: Version: c2
Event: H Message sent to senate Time: 03/05/2024 - 12:52 PM Member: Committee: Version: c2
Event: H CS passed; YEAS 113, NAYS 0 Time: 03/05/2024 - 12:23 PM Member: Committee: Version: c2
Event: H Read 3rd time Time: 03/05/2024 - 12:23 PM Member: Committee: Version: c2
Event: H Added to Third Reading Calendar Time: 03/04/2024 - 3:32 PM Member: Committee: Version: c2
Event: H Placed on 3rd reading Time: 03/04/2024 - 1:57 PM Member: Committee: Version: c2
Event: H Read 2nd time Time: 03/04/2024 - 1:55 PM Member: Committee: Version: c2
Event: H 1st Reading Time: 03/01/2024 - 9:20 PM Member: Committee: Version: c2
Event: H Bill added to Special Order Calendar (3/4/2024) Time: 03/01/2024 - 6:29 PM Member: Committee: Version: c2
Event: H Bill referred to House Calendar Time: 02/28/2024 - 5:59 PM Member: Committee: Version: c2
Event: H In Messages Time: 02/28/2024 - 12:15 PM Member: Committee: Version: c2
Event: S CS passed; YEAS 39 NAYS 1 -SJ 496 Time: 02/28/2024 - 11:18 AM Member: Committee: Version: c2
Event: S Read 3rd time -SJ 496 Time: 02/28/2024 - 11:17 AM Member: Committee: Version: c2
Event: S Read 2nd time -SJ 495 Time: 02/28/2024 - 11:16 AM Member: Committee: Version: c2
Event: S Placed on Special Order Calendar, 02/28/24 Time: 02/26/2024 - 8:02 PM Member: Committee: Version: c2
Event: S CS/CS by Fiscal Policy read 1st time Time: 02/20/2024 - 3:51 PM Member: Committee: Fiscal Policy Version: c2
Event: S Placed on Calendar, on 2nd reading Time: 02/16/2024 - 3:23 PM Member: Committee: Version: c2
Event: S Pending reference review -under Rule 4.7(2) - (Committee Substitute) Time: 02/16/2024 - 2:29 PM Member: Committee: Fiscal Policy Version: c1
Event: S CS/CS by- Fiscal Policy; YEAS 17 NAYS 0 Time: 02/15/2024 - 6:53 PM Member: Committee: Fiscal Policy Version: c1
Event: S On Committee agenda-- Fiscal Policy, 02/15/24, 12:00 pm, 412 Knott Building Time: 02/12/2024 - 3:02 PM Member: Committee: Fiscal Policy Version: c1
Event: S Now in Fiscal Policy Time: 02/08/2024 - 5:54 PM Member: Committee: Fiscal Policy Version: c1
Event: S Favorable by Appropriations Committee on Agriculture, Environment, and General Government; YEAS 9 NAYS 0 Time: 02/08/2024 - 4:21 PM Member: Committee: Appropriations Committee on Agriculture, Environment, and General Government Version: c1
Event: S On Committee agenda-- Appropriations Committee on Agriculture, Environment, and General Government, 02/08/24, 2:00 pm, 110 Senate Building Time: 02/05/2024 - 2:42 PM Member: Committee: Appropriations Committee on Agriculture, Environment, and General Government Version: c1
Event: S CS by Banking and Insurance read 1st time Time: 01/18/2024 - 4:30 PM Member: Committee: Banking and Insurance Version: c1
Event: S Now in Appropriations Committee on Agriculture, Environment, and General Government Time: 01/18/2024 - 1:20 PM Member: Committee: Appropriations Committee on Agriculture, Environment, and General Government Version: c1
Event: S Pending reference review under Rule 4.7(2) - (Committee Substitute) Time: 01/18/2024 - 12:22 PM Member: Committee: Banking and Insurance Version: __
Event: S CS by Banking and Insurance; YEAS 10 NAYS 0 Time: 01/16/2024 - 12:42 PM Member: Committee: Banking and Insurance Version: __
Event: S On Committee agenda-- Banking and Insurance, 01/16/24, 11:00 am, 412 Knott Building Time: 01/11/2024 - 3:05 PM Member: Committee: Banking and Insurance Version: __
Event: S Introduced Time: 01/09/2024 - 9:37 AM Member: Committee: Version: __
Event: S Referred to Banking and Insurance; Appropriations Committee on Agriculture, Environment, and General Government; Fiscal Policy Time: 12/05/2023 - 8:00 AM Member: Committee: Banking and Insurance Version: __
Event: S Filed Time: 11/20/2023 - 11:55 AM Member: Committee: Version: __

Statutes Referenced by this Bill

Statute Other Bill Citations
517.021 CS/CS/HB 311
517.051 CS/CS/HB 311
517.061 CS/CS/HB 311
517.0611 CS/CS/HB 311
517.0612 CS/CS/HB 311
517.0613 CS/CS/HB 311
517.0614 CS/CS/HB 311
517.0615 CS/CS/HB 311
517.0616 CS/CS/HB 311
517.072 CS/CS/HB 311
517.081 CS/CS/HB 311
517.101 CS/CS/HB 311
517.12 CS/CS/HB 311
517.1201 CS/CS/HB 311
517.1202 CS/CS/HB 311
517.131 CS/CS/HB 311
517.141 CS/CS/HB 311
517.191 CS/CS/HB 311, SB 1502, CS/CS/HB 1549*, CS/SB 1640, HB 7089
517.211 CS/CS/HB 311
517.221 CS/CS/HB 311
517.241 CS/CS/HB 311
517.301 CS/CS/HB 311
517.302 CS/CS/HB 311
517.311 CS/CS/HB 311
517.312 CS/CS/HB 311

(*) Not the latest version