CS/SB 662 (2018) -  Protection for Vulnerable Investors

General Bill by Commerce and Tourism and Stargel (CO-SPONSORS) Taddeo
Protection for Vulnerable Investors: Requiring securities dealers, investment advisers, and associated persons to immediately report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to the Department of Children and Families’ central abuse hotline; authorizing dealers, investment advisers, and associated persons to delay certain transactions or disbursements if such persons reasonably believe certain exploitation of a specified adult has occurred, is occurring, has been attempted, or will be attempted, etc.
Effective Date: 07/01/2018
Last Event: 03/10/18 S Died on Calendar on Saturday, March 10, 2018 12:00 AM

Referred Committees and Committee Actions

Senate Referrals

  • Banking and Insurance
    • On agenda for: 02/06/18 11:00 AM
    • Favorable (final action) Votes: Yeas 10   Nays 0
  • Commerce and Tourism
    • On agenda for: 02/20/18 11:00 AM
    • Favorable With Committee Substitute (final action) Votes: Yeas 6   Nays 0
  • Rules
    • On agenda for: 03/01/18 9:00 AM
    • Favorable (final action) Votes: Yeas 12   Nays 0

Related Bills

Bill # Subject Relationship
Bill #: CS/CS/CS/HB 681 Subject: Protection for Vulnerable Investors Relationship: Similar

Bill Text

Staff Analysis

Chamber Committee
Chamber: Senate Committee: Rules 3/1/2018 6:04:29 PM
Chamber: Senate Committee: Rules 2/23/2018 9:29:25 AM
Chamber: Senate Committee: Commerce and Tourism 2/21/2018 1:28:43 PM
Chamber: Senate Committee: Commerce and Tourism 2/19/2018 11:06:18 AM
Chamber: Senate Committee: Banking and Insurance 2/6/2018 1:10:58 PM
Chamber: Senate Committee: Banking and Insurance 2/5/2018 10:58:25 AM

Vote History

(No Votes Recorded)

Bill History

Event Time Member Committee Ver.
Event: S Died on Calendar Time: 03/10/2018 - 12:00 AM Member: Committee: Version: c1
Event: S Indefinitely postponed and withdrawn from consideration Time: 03/10/2018 - 12:00 AM Member: Committee: Version: c1
Event: S Retained on Special Order Calendar Time: 03/08/2018 - 6:37 PM Member: Committee: Version: c1
Event: S Retained on Special Order Calendar Time: 03/07/2018 - 5:08 PM Member: Committee: Version: c1
Event: S Retained on Special Order Calendar Time: 03/06/2018 - 2:23 PM Member: Committee: Version: c1
Event: S Placed on Special Order Calendar, 03/06/18 -SJ 771 Time: 03/02/2018 - 6:35 PM Member: Committee: Version: c1
Event: S Placed on Calendar, on 2nd reading -SJ 564 Time: 03/02/2018 - 8:35 AM Member: Committee: Version: c1
Event: S Favorable by- Rules; YEAS 12 NAYS 0 -SJ 564 Time: 03/01/2018 - 12:25 PM Member: Committee: Rules Version: c1
Event: S On Committee agenda-- Rules, 03/01/18, 9:00 am, 412 Knott Building Time: 02/28/2018 - 12:12 PM Member: Committee: Rules Version: c1
Event: S On Committee agenda-- Rules, 02/26/18, 2:30 pm, 412 Knott Building --Not Considered Time: 02/21/2018 - 7:46 PM Member: Committee: Rules Version: c1
Event: S Now in Rules -SJ 374 Time: 02/21/2018 - 6:50 PM Member: Committee: Rules Version: c1
Event: S CS by Commerce and Tourism read 1st time -SJ 374 Time: 02/21/2018 - 5:03 PM Member: Committee: Commerce and Tourism Version: c1
Event: S Pending reference review under Rule 4.7(2) - (Committee Substitute) Time: 02/21/2018 - 2:22 PM Member: Committee: Commerce and Tourism Version: __
Event: S CS by Commerce and Tourism; YEAS 6 NAYS 0 -SJ 374 Time: 02/20/2018 - 12:15 PM Member: Committee: Commerce and Tourism Version: __
Event: S On Committee agenda-- Commerce and Tourism, 02/20/18, 11:00 am, 110 Senate Office Building Time: 02/15/2018 - 4:16 PM Member: Committee: Commerce and Tourism Version: __
Event: S Now in Commerce and Tourism -SJ 296 Time: 02/06/2018 - 1:28 PM Member: Committee: Commerce and Tourism Version: __
Event: S Favorable by Banking and Insurance; YEAS 10 NAYS 0 -SJ 296 Time: 02/06/2018 - 12:50 PM Member: Committee: Banking and Insurance Version: __
Event: S On Committee agenda-- Banking and Insurance, 02/06/18, 11:00 am, 110 Senate Office Building Time: 02/01/2018 - 4:50 PM Member: Committee: Banking and Insurance Version: __
Event: S Introduced -SJ 53 Time: 01/09/2018 - 8:00 AM Member: Committee: Version: __
Event: S Referred to Banking and Insurance; Commerce and Tourism; Rules -SJ 54 Time: 11/08/2017 - 12:59 PM Member: Committee: Banking and Insurance Version: __
Event: S Filed Time: 10/26/2017 - 8:59 AM Member: Committee: Version: __

Statutes Referenced by this Bill

Statute Other Bill Citations
415.1034 CS/CS/CS/HB 681
517.34 CS/CS/CS/HB 681